Para 3.6(iii), chapter XI and para 8.6 Chapter
XII of the Vigilance Manual, Volume. I, provide that the advice tendered by
the Central Vigilance Commission is of a confidential nature meant to
assist the disciplinary authority and should not be shown to the concerned
employee. It also mentions that the Central Vigilance Commission
tenders its advice in confidence and its advice is a privileged communication and therefore, no reference to the advice tendered by the
Commission should be made in any formal order.
2. The commission has reviewed that above
instructions in view of its policy that there should be transparency in
all matters, as far as possible. The Commission has observed that
the Honble Supreme Court had held a view in the case - State Bank of
India Vs. D.C. Aggarwal and another (Date of judgement 13/10/1992) - that
non-supply of Central Vigilance Commission's instructions which was
prepared behind the back of respondent without his participation, and one
does not know on what material, which was not only sent to the disciplinary
authority but was examined and relied was certainly violative of
procedural safeguard and contrary to fair and just inquiry. Further,
the Honble High Court of Karnatika at Bangalore, in writ petition
No.6558/93, has also observed that if a copy of the report (Central
Vigilance Commission's advice) was furnished to the disciplinary authority
either to drop the proceedings or to impose lesser punishment instead of
following blindly the directions in the Central Vigilance Commission's
report.
3. The Commission, at present, is being consulted at two
stages in disciplinary proceedings i.e. first stage advice is obtained on
the investigation report before issue of the charge sheet, and second stage
advice is obtained either on receipt of reply to the charge sheet or on
receipt of inquiry report. If, however, does not seem necessary to
call for the representation of the concerned employee on the first stage
advice as the concerned employee, in any case, gets an opportunity to
represent against the proposal for initiation of departmental proceedings
against him. Therefore, a copy of the Commission's first stage advice
may be made available to the concerned employee along with a copy of the
charge-sheet served upon him, for his information. However, when The
Central Vigilance Commission's second stage is obtained, a copy
thereof may be made available to the concerned employee, along with the
inquiry officer's report to give him inopportunity to make representation
against inquiry officer's findings and the central vigilance commission's
advice, if he desires to do so.
4. In
view of the position stated above, Para 3.6(iii) chapter ZIP and Para 8.6,
Chapter-XII of the Vigilance Manual Vol-I and also para 2 of the
commission's letter No.6/3/73-R dated 20-08-1973 may be treated as deleted.
5. Para 12.44 of Special Chapter on Vigilance Management in Public Sector
Banks and para 22.64 of the Special Chapter on Vigilance Management in
Public Sector Enterprises envisage that the inquiring authorities,
including the CDIs borne on the strength of the commission, would submit
their reports to the disciplinary authority who would then forward the
Inquiry Officer's reports, along with its own tentative views to the
commission for its second stage stage advice. The existing procedure
in this regard may broadly continued. The disciplinary authority may
after examination of the inquiry report, communicate its tentative views
to the Commission. The Commission would thereafter communicate its
tentative views to the commission. The commission would thereafter
communicate its advice. This along with the disciplinary authority's views,
may be made available to the concerned employee. On receiving
his representation, if any the disciplinary authority may impose penalty
in accordance with the Commission's advice or if it feels that the
employee's representation warrants consideration, forward the same, along
with the records of the case, to the commission for its reconsideration.
6. Thus, if on the receipt of the employee's representation, the concerned
administrative authority proposes to accept the Central Vigilance
Commission's advice, it may issue the orders accordingly. But if the
administrative authority come to the conclusion that the representation of
the concerned employee necessitates reconsideration of the Commission's
advice, the matter would be referred to the Commission.
Yours'
faithfully,
(K.L.
AHUJA)
OFFICER
ON SPECIAL DUTY